Kepa makes key compliance hire
The hire is designed to make Kepa a New Zealand leader in the provision of financial adviser support services, the group said.
Hodgetts joined Kepa in September from Astute Financial Management where she held the role of head of operations and compliance. She will work with Kepa chief executive Brendon Neal on the Kepa Advice Hub proposition – a new service for financial advisers seeking to licence themselves under the new Financial Services Legislation Amendment Act.
Hodgetts will also work closely with Kepa members to implement suitable compliance frameworks and professional business practices.
She is a qualified financial planner and holds a National Certificate in Adult Education and Training, and previously held roles with the Financial Markets Authority as manager of retail operations and has held senior compliance roles with BNZ and ANZ.
Click the button below to subscribe and will have free unlimited access for a limited time to full article and all other articles on the site.
You will also be able to comment on articles on Good Returns.
