Compliance Officer Course (Strategi Institute)

2 December 2019

The focus of this course is on understanding the obligations relating to relevant legislation, regulation and codes and building a compliance assurance programme proportional to the business size.

Successful completion of this two-day course will provide the compliance officer/manager with sufficient knowledge to identify what is required for their future FAP and either build the processes internally or to take external resources and customise them for their business.

What you will learn:

• The practical items your business needs to put in place to obtain its full FAP licence
• What needs to be in place, so you are compliant when the new regime commences in about 12 months’ time
• What ‘good conduct’ means and how you can practically demonstrate it in your business
• How to build a compliance assurance programme and governance framework that is the right size for your business
• How to save thousands in future compliance costs by harnessing technology and taking a client first approach with your FAP licence planning
• The secrets to building a robust cyber-security policy and what it means for your business.

Event location

B:Hive Smales Farm, 72 Taharoto Rd, Takapuna, Auckland 0622

Event date/time

8:30am - 4:30pm

Event contact information

Student Administrator E: info@strategi.ac.nz P: (09) 414 1300

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