Ready, set, GO! Practical knowledge for the new regime – Duties and obligations

24 February 2021

This webinar is a combined session on the following duties and obligations. Your duties under 431M,431N,431O,431P, including the relevant standards under the Code of Professional Conduct for Financial Advice Service, and regulations under the Act. How to evidence you are meeting this duty. Every adviser business will have to make changes to ensure they are compliant. For each business the changes which you will have to implement maybe different. All advice businesses will have to change their disclosure statements, while other businesses may also have to change their policies, procedures and controls to evidence they are compliant in the new regime. The webinar series Ready, Set, Go has been designed to help assist you to meet your duties, obligations and code standards in a practical workshop style. The series will take you on a 7 week journey of one hour each week. We encourage you to participate on this journey over the 7 weeks to find out what you have in place, what you need to work on and help increase your knowledge and understanding along the way

Event location

Online via zoom

Event date/time

10:00am-11:00am

Event contact information

Click here to register for the webinar https://zoom.us/webinar/register/WN_HF2lPX2DSsKZE5syvQJsAA

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