GoodReturns | NZ’s financial adviser news-item centre

AFAs get first report card from FMA

Authorised Financial Advisers have shown good ethics but need to work on their record-keeping and ensuring personalised advice is suitable for the client, the Financial Markets Authority says.

Fri, Jul 13th 2012 10:22AM

KiwiSaver a difficult sell for RFAs

2 min read

Advisers get trans-Tasman recognition

2 min read

'It's cheaper' a dangerous phrase for advisers

2 min read

FMA takes hard line on KiwiSaver advice

2 min read

IFA calls for controversial rule to be scrapped

2 min read

SFO charges adviser with $5 million fraud

2 min read

Has FMA picked the wrong target?

2 min read

IFA slams ‘nanny state’ attitude to advisers

2 min read

Advisers snared in door-to-door sales crackdown

2 min read

Voluntary AFAs 'ahead of the game'

2 min read

Property tutor’s AFA rejection upheld

2 min read

Fine line between 'information' and 'advice'

2 min read

AFAs the winners in fee debate

2 min read

Catch-22 for New Zealand QROPS providers

3 min read

'Complete lack of interest' in prospectuses

2 min read

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