tmmonline.nz  |   landlords.co.nz        About Good Returns  |  Advertise  |  Contact Us  |  Terms & Conditions  |  RSS Feeds

NZ's Financial Adviser News Centre

GR Logo
Last Article Uploaded: Sunday, November 24th, 7:23PM

People

rss
People

Finzo adds compliance expertise

Adviser group Finzo has appointed a new compliance officer.

Tuesday, November 5th 2019, 9:31PM

Tracey Wolfe is taking the role after 14 years in the financial services industry in Australia and the UK.

Finzo said her appointment demonstrated its ongoing commitment to increase the rigour of its compliance programme and improve client operations.

“We see compliance oversight as a key pillar in the new financial advice regime commencing in June 2020 and at Finzo, regulatory compliance is a priority. We pride ourselves on maintaining the highest standards with compliance, technology and client service in the industry since our inception in 2014.” Finzo chief executive Nick Stewart said.

“We welcome Tracey’s 14 years’ experience in the financial industry in Australia and the UK as we continue to work with regulators to help develop and co-operate with policies that serve and protect clients and businesses,” he said.

In her previous role with CFL Financial Planning in Australia, Wolfe was a qualified paraplanner and had a varied role.

She has also worked with a dealer group in Australia, investment banks Barclays Capital, Abbey National Treasury Services in the UK and specialist insurance services provider Lloyd's of London.

“Coming from a traditional dealer group environment in Australia, I see a huge opportunity for an integrated financial solution provider like Finzo to make a positive impact in the new regulatory environment. I’m excited to join Finzo’s team,” she said.

 

 

Tags: Finzo people

« Changes to Partners Life distribution teamSouthern Cross boss joins UniMed »

Special Offers

Comments from our readers

No comments yet

Sign In to add your comment

 

print

Printable version  

print

Email to a friend
Slideshow

Tuesday, November 26th 2024
Partners Life Spring into Summer roadshow
Waikato

Thursday, November 28th 2024
Partners Life Spring into Summer roadshow
Auckland

Thursday, November 28th 2024
Nature Working Group Meeting #4, 2024
Nationwide

Tuesday, December 3rd 2024
Launch of Responsible Investment Benchmark Report 2024 Aotearoa NZ
Nationwide

Tuesday, December 3rd 2024
Partners Life Spring into Summer roadshow
Wellington

Tuesday, December 3rd 2024
RI BENCHMARK REPORT 2024 AOTEAROA NZ
Nationwide

Wednesday, December 4th 2024
Partners Life Spring into Summer roadshow
Canterbury

Thursday, December 5th 2024
Aotearoa Collaborative Working Group Meeting #4 2024
Wellington

Wednesday, December 11th 2024
Responsible Investment Association Australasia AGM 2024 (RIAA member only)
Offshore

Tuesday, March 4th 2025
Meet the Managers Roadshow
Wellington

MORE»

News Bites
About Us  |  Advertise  |  Contact Us  |  Terms & Conditions  |  Privacy Policy  |  RSS Feeds  |  Letters  |  Archive  |  Toolbox  |  Disclaimer
 
Site by Web Developer and eyelovedesign.com